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Surna Inc. 4

Accession 0001493152-17-003905

$BNCCIK 0001482541operating

View on SEC.gov Company Profile

Filed

Apr 13, 8:00 PM ET

Accepted

Apr 14, 5:15 PM ET

Size

15.5 KB

Accession

0001493152-17-003905

Insider Transaction Report

Form 4

Period: 2017-03-16

Keen Brandy Marie

DirectorVP SALES / CEO10% Owner

Transactions

Sale
Common Stock
2017-04-05$0.11/sh−5,700,000$599,640→ 25,984,669 total
Sale
Common Stock
2017-04-06$0.11/sh−475,000$49,970→ 24,084,669 total
Sale
Common Stock
2017-04-06$0.11/sh−3,800,000$399,760→ 20,284,669 total
Sale
Common Stock
2017-04-05$0.11/sh−1,425,000$149,910→ 24,559,669 total
Other
Stock Options (Right to Buy)
2017-03-16−1,544,400→ 0 total
Exercise: $0.00From: 2014-03-31Exp: 2017-03-18→ Common Stock (1,544,400 underlying)
Other
Stock Options (Right to Buy)
2017-03-16−1,544,400→ 0 total
Exercise: $0.00From: 2014-03-31Exp: 2017-03-18→ Common Stock (1,544,400 underlying)

Keen Stephen Banks

10% Owner

Transactions

Sale
Common Stock
2017-04-05$0.11/sh−1,425,000$149,910→ 24,559,669 total
Sale
Common Stock
2017-04-05$0.11/sh−5,700,000$599,640→ 25,984,669 total
Sale
Common Stock
2017-04-06$0.11/sh−3,800,000$399,760→ 20,284,669 total
Other
Stock Options (Right to Buy)
2017-03-16−1,544,400→ 0 total
Exercise: $0.00From: 2014-03-31Exp: 2017-03-18→ Common Stock (1,544,400 underlying)
Other
Stock Options (Right to Buy)
2017-03-16−1,544,400→ 0 total
Exercise: $0.00From: 2014-03-31Exp: 2017-03-18→ Common Stock (1,544,400 underlying)
Sale
Common Stock
2017-04-06$0.11/sh−475,000$49,970→ 24,084,669 total

Footnotes (5)

[F1]Shares sold from joint account of the reporting persons.
[F2]Options held by Brandy Marie Keen.
[F3]Options held by Stephen Banks Keen.
[F4]Options transferred in a private transaction. No cash consideration paid.
[F5]Represents options under the Safari 2014 Stock Option Plan, which was assumed by the Company.

Documents

1 file

4
form4.xmlPrimary

Issuer

Surna Inc.

CIK 0001482541

Entity typeoperating

IncorporatedNV

Related Parties

1

filerCIK 0001482541

Filing Metadata

Form type: 4
Filed: Apr 13, 8:00 PM ET
Accepted: Apr 14, 5:15 PM ET
Size: 15.5 KB

View on SEC.gov