|4Aug 22, 4:28 PM ET

Diaz-Mitoma Francisco 4

4 · VBI Vaccines Inc/BC · Filed Aug 22, 2017

Insider Transaction Report

Form 4
Period: 2017-08-21
Diaz-Mitoma Francisco
Chief Medical Officer
Transactions
  • Purchase

    Common Shares, no par value per share

    2017-08-21$3.17/sh+3,000$9,5103,000 total(indirect: See Footnote)
Holdings
  • Common Shares, no par value per share

    264,339
  • Common Shares, no par value per share

    (indirect: See Footnote)
    19,404
Footnotes (3)
  • [F1]Represents the weighted average price of shares purchased in multiple transactions at prices ranging from $3.0999 to $3.25, inclusive. The reporting person undertakes to provide to VBI Vaccines Inc., any security holder of VBI Vaccines Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
  • [F2]The common shares are held of record by F. Diaz-Mitoma Medicine Professional Corporation. As the President of such professional corporation, the reporting person has sole voting and dispositive power over the common shares held by the professional corporation.
  • [F3]The common shares are held of record by 1120962 Ontario Inc. As the President of such corporation that owns 100% of its voting securities, the reporting person has the power to vote and dispose of the common shares held by the corporation.

Documents

1 file
  • 4
    form4.xmlPrimary