4//SEC Filing
Levy Ron 4
Accession 0001493152-17-011469
CIK 0001688126other
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 7:21 PM ET
Size
32.2 KB
Accession
0001493152-17-011469
Insider Transaction Report
Form 4
CROE, INC.CRCW
Imperial Strategies, LLC
10% Owner
Transactions
- Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 3,008,810 total - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 3,005,510 total - Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 6,031,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 6,040,620 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 6,037,320 total(indirect: See Footnote) - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 6,028,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 2,997,060 total - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 6,037,320 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 3,000,060 total - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 3,005,060 total - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 6,036,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 6,028,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 6,036,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 6,040,620 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 6,031,870 total(indirect: See Footnote)
Poutre Michael
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 3,008,810 total - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 6,037,320 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 6,037,320 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 6,036,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 3,000,060 total - Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 6,040,620 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 6,036,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 6,031,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 6,040,620 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 3,005,510 total - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 3,005,060 total - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 2,997,060 total - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 6,028,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 6,031,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 6,028,870 total(indirect: See Footnote)
Levy Ron
DirectorCEO, COO10% Owner
Transactions
- Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 6,031,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 6,036,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 3,000,060 total - Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 6,040,620 total(indirect: See Footnote) - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 6,028,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 6,040,620 total(indirect: See Footnote) - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 6,028,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−5,000$15,000→ 6,031,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-09$3.00/sh−3,000$9,000→ 2,997,060 total - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 6,036,870 total(indirect: See Footnote) - Sale
Common Stock
2017-10-05$3.00/sh−10,000$30,000→ 3,008,810 total - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 3,005,510 total - Sale
Common Stock
2017-10-06$3.00/sh−450$1,350→ 3,005,060 total - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 6,037,320 total(indirect: See Footnote) - Sale
Common Stock
2017-10-06$3.00/sh−3,300$9,900→ 6,037,320 total(indirect: See Footnote)
Footnotes (3)
- [F1]An aggregate of 21,750 shares were sold by Imperial Strategies, LLC to five accredited investors in private transactions exempt from registration under Section 4(a) of the Securities Act of 1933, as amended.
- [F2]Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Michael Poutre, Chief Executive Officer and Director of the Issuer, is Chief Executive Officer of Ladyface Capital, LLC. Accordingly, Mr. Poutre may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of the remaining shares of common stock of the Issuer listed in this row. Michael Poutre, Chief Executive Officer and Director of the Issuer, is the Chief Executive Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.
- [F3]Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Ron Levy, Chief Operating Officer of the Issuer, is Chief Operating Officer of Ladyface Capital, LLC. Accordingly, Mr. Levy may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of the remaining shares of common stock of the Issuer listed in this row. Ron Levy, Chief Operating Officer of the Issuer, is the Chief Operating Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.
Documents
Issuer
CROE, INC.
CIK 0001688126
Entity typeother
Related Parties
1- filerCIK 0001709615
Filing Metadata
- Form type
- 4
- Filed
- Oct 9, 8:00 PM ET
- Accepted
- Oct 10, 7:21 PM ET
- Size
- 32.2 KB