4/A//SEC Filing
Fernandez Carlos A 4/A
Accession 0001493152-17-012225
CIK 0001135657other
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 6:45 PM ET
Size
28.2 KB
Accession
0001493152-17-012225
Insider Transaction Report
Form 4/AAmended
Fernandez Carlos A
Director
Transactions
- Award
Stock Option
2017-06-15+500,000→ 500,000 totalExercise: $1.41Exp: 2027-06-15→ Common Stock (500,000 underlying) - Award
Stock Option
2017-06-15+150,000→ 150,000 totalExercise: $2.50Exp: 2027-06-15→ Common Stock (150,000 underlying) - Award
Stock Option
2017-06-15+100,000→ 100,000 totalExercise: $2.00Exp: 2027-06-15→ Common Stock (100,000 underlying) - Award
Common Stock
2017-06-15+275,000→ 572,493 total
Footnotes (4)
- [F1]This amendment is being filed to reflect that the filer received a phantom stock award of 275,000 shares on May 4, 2017, which vests as to 68,750 shares on each of November 4, 2017, May 4, 2018, November 4, 2018 and May 4, 2019.
- [F2]This amendment is being filed to correctly reflect that this stock option was granted on May 4, 2017, became effective on June 15, 2017 and vests as to 125,000 shares on November 4, 2017, May 4, 2018, November 4, 2018, and May 4, 2019.
- [F3]This amendment is being filed to correctly reflect that this stock option was granted on May 4, 2017, became effective on June 15, 2017 and vests as to 25,000 shares on November 4, 2017, May 4, 2018, November 4, 2018, and May 4, 2019.
- [F4]This amendment is being filed to correctly reflect that this stock option was granted on May 4, 2017, became effective on June 15, 2017 and vests as to 37,500 shares on November 4, 2017, May 4, 2018, November 4, 2018, and May 4, 2019.
Documents
Issuer
Eco-Stim Energy Solutions, Inc.
CIK 0001135657
Entity typeother
Related Parties
1- filerCIK 0001622192
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 30, 8:00 PM ET
- Accepted
- Oct 31, 6:45 PM ET
- Size
- 28.2 KB