|4/AOct 31, 6:48 PM ET

Boswell Jon Christopher 4/A

4/A · Eco-Stim Energy Solutions, Inc. · Filed Oct 31, 2017

Insider Transaction Report

Form 4/AAmended
Period: 2017-06-15
Boswell J Chris
DirectorPresident and CEO
Transactions
  • Award

    Common Stock

    2017-06-15+275,000592,938 total
  • Award

    Stock Option

    2017-06-15+100,000100,000 total
    Exercise: $2.00Exp: 2027-06-15Common Stock (100,000 underlying)
  • Award

    Stock Option

    2017-06-15+200,000200,000 total
    Exercise: $2.50Exp: 2027-06-15Common Stock (200,000 underlying)
  • Award

    Stock Option

    2017-06-15+500,000500,000 total
    Exercise: $1.41Exp: 2027-06-15Common Stock (500,000 underlying)
Footnotes (4)
  • [F1]This amendment is being filed to reflect that the filer received a phantom stock award of 275,000 shares on May 4, 2017, which vests as to 68,750 shares on each of November 4, 2017, May 4, 2018, November 4, 2018 and May 4, 2019.
  • [F2]This amendment is being filed to correctly reflect that this stock option was granted on May 4, 2017, became effective on June 15, 2017 and vests as to 125,000 shares on November 4, 2017, May 4, 2018, November 4, 2018, and May 4, 2019.
  • [F3]This amendment is being filed to correctly reflect that this stock option was granted on May 4, 2017, became effective on June 15, 2017 and vests as to 25,000 shares on November 4, 2017, May 4, 2018, November 4, 2018, and May 4, 2019.
  • [F4]This amendment is being filed to correctly reflect that this stock option was granted on May 4, 2017, became effective on June 15, 2017 and vests as to 50,000 shares on November 4, 2017, May 4, 2018, November 4, 2018, and May 4, 2019.

Documents

2 files