CHAWLA SAM 4
4 · VBI Vaccines Inc/BC · Filed Oct 31, 2017
Insider Transaction Report
Form 4
CHAWLA SAM
Director
Transactions
- Purchase
Common Shares, no par value per share
2017-10-30$3.05/sh+3,100,000$9,455,000→ 9,345,725 total(indirect: See Footnote)
Holdings
- 25,000
Common Shares, no par value per share
Footnotes (1)
- [F1]These shares are held of record by Perceptive Life Sciences Master Fund Ltd.. As a Portfolio Manager of Perceptive Advisors LLC, a related entity to Perceptive Life Sciences Master Fund Ltd., Mr. Chawla may be deemed to have investment control over any securities owned of record by Perceptive Life Sciences Master Fund Ltd. Mr. Chawla disclaims for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chawla is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.