4//SEC Filing
LOMBARDO ANTHONY A 4
Accession 0001493152-17-012359
CIK 0001100397other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 6:00 PM ET
Size
5.6 KB
Accession
0001493152-17-012359
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
LOMBARDO ANTHONY A
Interim CEO
Transactions
- Sale
Common Stock
2017-11-02$3.19/sh−24$77→ 92,935 total
Footnotes (2)
- [F1]In connection with the vesting of 250 shares on October 31, 2017, a total of 24 of such shares were withheld by the Company in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction is $3.15 to $3.21. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Advaxis, Inc.
CIK 0001100397
Entity typeother
Related Parties
1- filerCIK 0001235669
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 6:00 PM ET
- Size
- 5.6 KB