Rickert Scott E. 4
4 · PEN INC. · Filed Mar 1, 2018
Insider Transaction Report
Form 4
PEN INC.PENC
Rickert Scott E.
DirectorCEO, President, Chairman10% Owner
Transactions
- Other
Class A Common Stock
2018-02-28$1.35/sh+7,957$10,742→ 531,185 total(indirect: See footnote 1)
Footnotes (1)
- [F1]Of the total holdings, 23,019 shares of Class B common stock are held directly by the reporting person, 464,256 shares of Class B common stock and 43,910 shares of Class A common stock are held indirectly through Rickert Family, Limited Partnership. Holders of Class B common stock may convert the Class B shares into Class A shares at any time.