4//SEC Filing
Schinazi Raymond F 4
Accession 0001493152-18-006784
CIK 0001412486other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:01 PM ET
Size
15.0 KB
Accession
0001493152-18-006784
Insider Transaction Report
Form 4
Schinazi Raymond F
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2018-05-10$1.90/sh+263,158$500,000→ 985,384 total(indirect: By LP) - Award
Common Stock
2018-05-10$1.90/sh+10,209$19,397→ 995,593 total(indirect: By LP) - Disposition to Issuer
8% Convertible Note
2018-05-10$500000.00/sh−61,728$30,864,000,000→ 61,728 total(indirect: By LP)Exercise: $8.10From: 2017-11-24Exp: 2019-11-24→ Common Stock (61,728 underlying) - Award
8% Convertible Note
2018-05-10$500000.00/sh+263,158$131,579,000,000→ 263,158 total(indirect: By LP)Exercise: $1.90From: 2018-05-10Exp: 2019-11-24→ Common Stock (263,158 underlying) - Exercise/Conversion
8% Convertible Note
2018-05-10$500000.00/sh−263,158$131,579,000,000→ 263,158 total(indirect: By LP)Exercise: $1.90From: 2018-05-10Exp: 2019-11-24→ Common Stock (263,158 underlying)
Holdings
- 9,240,928
Common Stock
Footnotes (4)
- [F1]The amount of securities beneficially owned and the conversion prices have been adjusted for the one-for-30 reverse stock split effective January 24, 2018.
- [F2]The reporting person was issued common stock in connection with the conversion of a convertible note, as amended, at $1.90 per share. See Table II for a description of the convertible note.
- [F3]The reporting person was issued common stock in lieu of accrued interest owed in connection with the convertible note described in Table II.
- [F4]In accordance with Rule 16b-3, in advance of the effectuation of the transactions reported, the issuer's board of directors approved an amendment to the convertible note held by the reporting person who is a director and 10% beneficial owner of the issuer. The amendment of the outstanding convertible note is reported as a cancellation of the "old" note and the grant of a replacement note.
Documents
Issuer
Cocrystal Pharma, Inc.
CIK 0001412486
Entity typeother
Related Parties
1- filerCIK 0001397607
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 4:01 PM ET
- Size
- 15.0 KB