D'Ambrosio Trent 4/A

Accession 0001493152-18-008430

CIK 0001416090other

View on SEC.gov Company Profile

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 6:25 AM ET

Size

53.2 KB

Accession

0001493152-18-008430

Insider Transaction Report

Form 4/AAmended

Period: 2013-02-25

INCEPTION MINING INC.IMII

D'Ambrosio Trent

Director10% Owner

Transactions

Purchase
Common Stock
2014-06-05$1.05/sh+100$105→ 3,400,700 total
Gift
Common Stock
2017-07-21−400,000→ 2,782,901 total
Award
Common Stock
2013-02-25+500,000→ 4,100,000 total(indirect: By LLC)
Gift
Common Stock
2014-01-28−300,000→ 3,400,000 total(indirect: By LLC)
Purchase
Common Stock
2014-05-30$1.12/sh+100$112→ 3,400,100 total
Purchase
Common Stock
2014-06-04$1.00/sh+500$500→ 3,400,600 total
Purchase
Common Stock
2014-06-06$1.05/sh+500$525→ 3,401,200 total
Sale
Common Stock
2014-06-23$1.09/sh−500$545→ 3,400,700 total
Purchase
Common Stock
2014-06-27$1.12/sh+200$224→ 3,400,900 total
Conversion
Common Stock
2016-07-29$0.23/sh+881,057$200,000→ 1,582,901 total
Conversion
Common Stock
2016-12-30$0.63/sh+500,000$315,000→ 2,582,901 total
Award
Series A Preferred Stock
2016-12-30$54471.62/sh+51$2,778,053→ 51 total
Award
Common Stock
2013-02-25+2,600,000→ 4,100,000 total
Award
Common Stock
2013-02-25+1,000,000→ 4,100,000 total(indirect: By LLC)
Gift
Common Stock
2014-01-28−400,000→ 3,700,000 total(indirect: By LLC)
Disposition to Issuer
Common Stock
2015-06-01−100,000→ 3,301,300 total(indirect: By LLC)
Gift
Common Stock
2015-06-08−100,000→ 3,201,300 total(indirect: By LLC)
Disposition to Issuer
Common Stock
2015-07-01−100,000→ 3,101,300 total(indirect: By LLC)
Disposition to Issuer
Common Stock
2015-10-01−2,600,000→ 151,300 total
Disposition to Issuer
Common Stock
2015-10-01−350,000→ 151,300 total(indirect: By LLC)
Award
Common Stock
2015-10-02$0.51/sh+3,855,742$1,966,428→ 4,007,042 total
Purchase
Common Stock
2015-10-21$0.28/sh+500$139→ 4,007,542 total
Purchase
Common Stock
2015-10-26$0.20/sh+2,500$500→ 4,010,042 total(indirect: By Spouse)
Purchase
Common Stock
2015-11-02$0.28/sh+100$28→ 4,010,142 total
Sale
Common Stock
2015-11-03$0.00/sh−150,000$150→ 3,857,042 total(indirect: By LLC)
Purchase
Common Stock
2016-07-09$1.04/sh+400$416→ 702,244 total
Sale
Common Stock
2016-07-15$0.80/sh−400$320→ 701,844 total
Award
Common Stock
2016-12-30$0.44/sh+500,000$217,650→ 2,082,901 total
Conversion
Common Stock
2017-07-18$0.25/sh+600,000$150,000→ 3,182,901 total
Purchase
Common Stock
2014-07-09$1.04/sh+400$416→ 3,401,300 total

Footnotes (15)

[F1]On February 25, 2016, 2,600,000 shares of common stock were issued to Mr. D'Ambrosio pursuant to a Share Exchange Agreement.
[F10]On May 26, 2016, the Company effected a 1 for 5.5 reverse split, resulting in 701,044 shares as of May 26, 2016.
[F11]On July 29, 2016, Mr. D'Ambrosio received 881,057 shares of common stock pursuant to a conversion of $200,000 of debt owed by the Company to MDL Ventures LLC and assigned to Mr. D'Ambrosio.
[F12]On December 31, 2016, Mr. D'Ambrosio received 500,000 shares of common stock as compensation for services performed as an officer and director of the Company.
[F13]On December 31, 2016, Mr. D'Ambrosio received 500,000 shares of common stock pursuant to a conversion of $100,000 of debt owed by the Company to MDL Ventures LLC and assigned to Mr. D'Ambrosio.
[F14]On December 30, 2016, the Company issued 51 shares of its Series A Preferred stock to Mr. D'Ambrosio for services rendered as an officer. The shares have voting rights equal to: (x) 0.019607 multiplied by the total issued and outstanding shares of common stock eligible to vote at the time of the respective vote (the "Numerator"), divided by (y) 0.49, minus (z) the Numerator. These shares have preferential voting rights, no conversion rights and no liquidation preferences.
[F15]On July 21, 2017, the Company issued 600,000 shares to Mr. D'Ambrosio pursuant to a conversion of $150,000 of debt owed by the Company to Mr. D'Ambrosio (assigned by MDL Ventures LLC).
[F2]On February 25, 2016, 1,000,000 shares of common stock were issued to MDL Ventures LLC pursuant to a Share Exchange Agreement. Mr. D'Ambrosio was the manager of MDL Ventures LLC and therefore the beneficial owner of the shares.
[F3]On February 25, 2016, 500,000 shares of common stock were issued to Monte Carlo LLC pursuant to a Consulting Agreement. Mr. D'Ambrosio was the manager of Monte Carlo LLC and therefore the beneficial owner of the shares.
[F4]On June 8, 2015, Monte Carlo LLC sold 100,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.
[F5]On July 27, 2015, MDL Ventures LLC sold 100,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.
[F6]On October 1, 2015, Mr. D'Ambrosio voluntarily returned 2,600,000 shares of common stock to the Company's treasury for cancellation as required in the Agreement and Plan of Merger with Clavo Rico, LTD.
[F7]On October 1, 2015, MDL Ventures LLC voluntarily returned 350,000 shares of common stock to the Company's treasury for cancellation as required in the Agreement and Plan of Merger with Clavo Rico, LTD.
[F8]On October 2, 2015, Mr. D'Ambrosio was issued 3,855,742 shares pursuant to the Agreement and Plan of Merger with Clavo Rico, LTD.
[F9]On November 3, 2015, MDL Ventures LLC sold 150,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.

Documents

1 file

4
form4a.xml

Issuer

INCEPTION MINING INC.

CIK 0001416090

→

Entity typeother

Related Parties

filerCIK 0001611150

Filing Metadata

Form type: 4/A
Filed: Jun 10, 8:00 PM ET
Accepted: Jun 11, 6:25 AM ET
Size: 53.2 KB

View on SEC.gov