4//SEC Filing
MDB CAPITAL GROUP LLC 4
Accession 0001493152-18-010246
CIK 0001695357other
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 7:32 PM ET
Size
10.4 KB
Accession
0001493152-18-010246
Insider Transaction Report
Form 4
MDB CAPITAL GROUP LLC
10% Owner
Transactions
- Conversion
Warrant to Purchase Common Stock (right to buy)
2018-07-19+274,289→ 274,289 totalExercise: $2.50From: 2018-07-19Exp: 2024-04-25→ Common Stock (274,289 underlying) - Other
Warrant to Purchase Common Stock (right to buy)
2018-07-19+1,596,956→ 1,871,245 totalExercise: $5.00From: 2019-06-28Exp: 2023-06-28→ Common Stock (1,596,956 underlying) - Conversion
Warrant to Purchase Preferred Stock (right to buy)
2018-07-19−274,289→ 0 totalExercise: $2.50From: 2017-04-25Exp: 2024-04-25→ Common Stock (274,289 underlying)
Footnotes (2)
- [F1]Warrant to purchase shares of Series A Preferred Stock initially issued to Reporting Person on April 25, 2017 as partial compensation for Reporting Person acting as placement agent in connection with Issuer's private placement of Series A Preferred Stock. Warrant automatically converted into a warrant to purchase the same number of shares of the Issuer's Common Stock immediately after the closing of the Issuer's Initial Public Offering on July 19, 2018.
- [F2]Warrant issued to Reporting Person as partial compensation for Reporting Person acting as underwriter in connection with Issuer's Initial Public Offering.
Documents
Issuer
Provention Bio, Inc.
CIK 0001695357
Entity typeother
Related Parties
1- filerCIK 0001069174
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 7:32 PM ET
- Size
- 10.4 KB