MDB CAPITAL GROUP LLC 4
4 · Provention Bio, Inc. · Filed Jul 19, 2018
Insider Transaction Report
Form 4
MDB CAPITAL GROUP LLC
10% Owner
Transactions
- Conversion
Warrant to Purchase Common Stock (right to buy)
2018-07-19+274,289→ 274,289 totalExercise: $2.50From: 2018-07-19Exp: 2024-04-25→ Common Stock (274,289 underlying) - Other
Warrant to Purchase Common Stock (right to buy)
2018-07-19+1,596,956→ 1,871,245 totalExercise: $5.00From: 2019-06-28Exp: 2023-06-28→ Common Stock (1,596,956 underlying) - Conversion
Warrant to Purchase Preferred Stock (right to buy)
2018-07-19−274,289→ 0 totalExercise: $2.50From: 2017-04-25Exp: 2024-04-25→ Common Stock (274,289 underlying)
Footnotes (2)
- [F1]Warrant to purchase shares of Series A Preferred Stock initially issued to Reporting Person on April 25, 2017 as partial compensation for Reporting Person acting as placement agent in connection with Issuer's private placement of Series A Preferred Stock. Warrant automatically converted into a warrant to purchase the same number of shares of the Issuer's Common Stock immediately after the closing of the Issuer's Initial Public Offering on July 19, 2018.
- [F2]Warrant issued to Reporting Person as partial compensation for Reporting Person acting as underwriter in connection with Issuer's Initial Public Offering.