Diaz-Mitoma Francisco 4
4 · VBI Vaccines Inc/BC · Filed Aug 6, 2018
Insider Transaction Report
Form 4
Diaz-Mitoma Francisco
Chief Medical Officer
Transactions
- Purchase
Common Shares, no par value per share
2018-08-02$2.20/sh+3,000$6,600→ 11,500 total(indirect: See Footnote) - Purchase
Common Shares, no par value per share
2018-08-03$2.10/sh+6,000$12,600→ 17,500 total(indirect: See Footnote)
Holdings
- 268,839
Common Shares, no par value per share
- 19,404(indirect: See Footnote)
Common Shares, no par value per share
Footnotes (4)
- [F1]Represents the weighted average price of shares purchased in multiple transactions at prices ranging from $2.19 to $2.219, inclusive. The reporting person undertakes to provide to VBI Vaccines Inc., any security holder of VBI Vaccines Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- [F2]The common shares are held of record by F. Diaz-Mitoma Medicine Professional Corporation. As the President of such professional corporation, the reporting person has sole voting and dispositive power over the common shares held by the professional corporation.
- [F3]Represents the weighted average price of shares purchased in multiple transactions at prices ranging from $2.029 to $2.129, inclusive. The reporting person undertakes to provide to VBI Vaccines Inc., any security holder of VBI Vaccines Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- [F4]The common shares are held of record by 1120962 Ontario Inc. As the President of such corporation that owns 100% of its voting securities, the reporting person has the power to vote and dispose of the common shares held by the corporation.