PEN INC.·4

Oct 18, 9:07 AM ET

Rickert Scott E. 4

4 · PEN INC. · Filed Oct 18, 2018

Insider Transaction Report

Form 4
Period: 2018-10-16
Rickert Scott E.
DirectorCEO, President, Chairman10% Owner
Transactions
  • Other

    Class A Common Stock

    2018-10-16$0.50/sh+5,774$2,887560,799 total
  • Purchase

    Class A Common Stock

    2018-10-16$0.50/sh+13,333$6,667562,132 total(indirect: See Footnote 1)
Footnotes (1)
  • [F1]Of the total holdings, 30,474 shares are held directly by the reporting person, and the balance are held indirectly through Rickert Family, Limited Partnership.

Documents

1 file
  • 4
    ownership.xmlPrimary