FOG CUTTER CAPITAL GROUP INC 4
4 · Fat Brands, Inc · Filed Nov 13, 2018
Insider Transaction Report
Form 4
FOG CUTTER CAPITAL GROUP INC
10% Owner
Transactions
- Sale
Series A Fixed Rate Cumulative Preferred Stock
2018-10-31−5,000→ 15,000 total - Purchase
Common Stock
2018-06-27$7.35/sh+989,395$7,272,053→ 9,142,995 total - Purchase
Common Stock
2018-10-31$6.31/sh+176,877$1,116,094→ 9,477,637 total - Sale
Warrant to Purchase Common Stock
2018-10-31+6,250→ 18,750 totalExercise: $8.00From: 2018-06-27Exp: 2023-06-27→ Common (6,250 underlying) - Purchase
Common Stock
2018-04-16$6.25/sh+153,600$960,000→ 8,153,600 total - Purchase
Common Stock
2018-07-16$6.08/sh+157,765$960,000→ 9,300,760 total - Purchase
Series A Fixed Rate Cumulative Preferred Stock
2018-06-27+20,000→ 20,000 total - Purchase
Warrant to Purchase Common Stock
2018-06-27+25,000→ 25,000 totalExercise: $8.00From: 2018-06-27Exp: 2023-06-27→ Common (25,000 underlying)
Footnotes (1)
- [F1]The reported securities are included within 200 Units purchased by the reporting person on June 27, 2018 for $10,000 per Unit. Each Unit consists of 100 shares of Series A Fixed Rate Cumulative Preferred Stock and a Warrant to purchase 125 shares of Common Stock at $8.00 per share. On October 31, 2018, 50 Units were sold by the reporting person for the same price of $10,000 per Unit.