Johnson Lewis M 4
4 · BALLANTYNE STRONG, INC. · Filed Dec 7, 2018
Insider Transaction Report
Form 4
Johnson Lewis M
10% Owner
Transactions
- Award
Common Stock
2018-12-04+13,333→ 32,423 total
Holdings
- 3,169,173(indirect: Fundamental Global)
Common Stock
Footnotes (2)
- [F1]Restricted stock units granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. RSUs will vest on December 4, 2019, subject to continuous service through such vesting date.
- [F2]Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein. In addition, CWA Asset Management Group, LLC, 50% of which is owned by Fundamental Global Investors, LLC, holds 1,447,454 shares for customer accounts (including 8,500 shares held in Mr. Johnson's customer account).