4//SEC Filing
Rickert Scott E. 4
Accession 0001493152-19-005919
CIK 0000891417other
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 2:21 PM ET
Size
5.7 KB
Accession
0001493152-19-005919
Insider Transaction Report
Form 4
PEN INC.PENC
Rickert Scott E.
DirectorCEO, President, Chairman10% Owner
Transactions
- Other
Class A Common Stock
2019-04-24$0.60/sh+3,333$2,000→ 563,601 total(indirect: See footnote)
Footnotes (2)
- [F1]Of the total holdings, 42,623 shares are held directly by the reporting person, and the balance are held indirectly through Rickert Family, Limited Partnership.
- [F2]Mr. Rickert is the general partner of Rickert Family, Limited Partnership and has sole voting and dispositive control over its 1,564,499 shares. Mr. Rickert disclaims beneficial ownership of two-thirds of the shares held by the partnership for which he does not have pecuniary interest and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities. Shares acquired were awarded as compensation for service as a director of PEN Inc.
Documents
Issuer
PEN INC.
CIK 0000891417
Entity typeother
Related Parties
1- filerCIK 0001616892
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 2:21 PM ET
- Size
- 5.7 KB