4/A//SEC Filing
Campbell Michael 4/A
Accession 0001493152-19-006034
CIK 0001174891other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 6:17 PM ET
Size
10.6 KB
Accession
0001493152-19-006034
Insider Transaction Report
Form 4/AAmended
CalEthos, Inc.BUUZ
Campbell Michael
DirectorChief Executive Officer10% Owner
Transactions
- Disposition to Issuer
Common Stock
2019-03-25$0.69/sh−806,471$560,497→ 8,954,199 total - Other
Series A Preferred Stock
2018-09-24+505,000→ 9,320,414 total→ Common Stock (505,000 underlying) - Conversion
Series A Preferred Stock
2018-12-21−9,320,414→ 0 total→ Common Stock (9,320,414 underlying)
Footnotes (3)
- [F1]The Series A Preferred Stock is automatically convertible into shares of Common Stock on a one-for-one basis on the business day immediately following effectiveness of an amendment to the Issuer's articles of incorporation to increase the number of shares of Common Stock that the Issuer is authorized to issue to 100,000,000 shares.
- [F2]The original Form 4, filed on September 28, 2018, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale and transfer to an affiliate of M1 Advisors LLC in consideration for, and in settlement of, a loan in the principal amount of $270,000 that occurred on September 24, 2018 as a total of 505,000 shares sold when in fact 0 shares were sold. As a result of this administrative error, the number of Series A Preferred Stock beneficially owned by the reporting person following the corrected transaction is 9,320,414 shares.
- [F3]The Series A Preferred Stock was automatically converted into shares of Common Stock on a one-for-one basis on the business day immediately following effectiveness of an amendment to the Issuer's articles of incorporation to increase the number of shares of Common Stock that the Issuer is authorized to issue to 100,000,000 shares.
Documents
Issuer
CalEthos, Inc.
CIK 0001174891
Entity typeother
Related Parties
1- filerCIK 0001476255
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 6:17 PM ET
- Size
- 10.6 KB