4//SEC Filing
Electrum Strategic Opportunities Fund L.P. 4
Accession 0001493152-19-009827
CIK 0001543418other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 6:52 PM ET
Size
12.8 KB
Accession
0001493152-19-009827
Insider Transaction Report
Form 4
KAPLAN THOMAS SCOTT
Director
Transactions
- Exercise of In-Money
Warrants (right to buy)
2019-06-26−2,760,870→ 0 total(indirect: By Electrum Strategic Opportunities Fund L.P.)Exercise: $1.52From: 2014-07-07Exp: 2019-07-02→ Common Shares (2,760,870 underlying) - Exercise of In-Money
Common Shares
2019-06-26$1.52/sh+2,760,870$4,196,522→ 29,422,923 total(indirect: By Electrum Strategic Opportunities Fund L.P.)
ESOF GP Ltd.
10% OwnerOther
Transactions
- Exercise of In-Money
Common Shares
2019-06-26$1.52/sh+2,760,870$4,196,522→ 29,422,923 total(indirect: By Electrum Strategic Opportunities Fund L.P.) - Exercise of In-Money
Warrants (right to buy)
2019-06-26−2,760,870→ 0 total(indirect: By Electrum Strategic Opportunities Fund L.P.)Exercise: $1.52From: 2014-07-07Exp: 2019-07-02→ Common Shares (2,760,870 underlying)
Electrum Group LLC
10% Owner
Transactions
- Exercise of In-Money
Common Shares
2019-06-26$1.52/sh+2,760,870$4,196,522→ 29,422,923 total(indirect: By Electrum Strategic Opportunities Fund L.P.) - Exercise of In-Money
Warrants (right to buy)
2019-06-26−2,760,870→ 0 total(indirect: By Electrum Strategic Opportunities Fund L.P.)Exercise: $1.52From: 2014-07-07Exp: 2019-07-02→ Common Shares (2,760,870 underlying)
Electrum Strategic Opportunities Fund L.P.
10% OwnerOther
Transactions
- Exercise of In-Money
Common Shares
2019-06-26$1.52/sh+2,760,870$4,196,522→ 29,422,923 total(indirect: By Electrum Strategic Opportunities Fund L.P.) - Exercise of In-Money
Warrants (right to buy)
2019-06-26−2,760,870→ 0 total(indirect: By Electrum Strategic Opportunities Fund L.P.)Exercise: $1.52From: 2014-07-07Exp: 2019-07-02→ Common Shares (2,760,870 underlying)
Footnotes (3)
- [F1]On June 26, 2019, Electrum Strategic Opportunities Fund L.P. ("ESOF") acquired 2,760,870 of the Issuer's Common Shares for an aggregate purchase price of $4,196,522, or $1.52 per Common Share.
- [F2]ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF.
- [F3]In accordance with 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise.
Documents
Issuer
Trilogy Metals Inc.
CIK 0001543418
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001637981
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 6:52 PM ET
- Size
- 12.8 KB