Home/Filings/4/0001493152-19-010221
4//SEC Filing

MCMAHON BRIAN P 4

Accession 0001493152-19-010221

CIK 0001122063other

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 12:08 PM ET

Size

18.1 KB

Accession

0001493152-19-010221

Insider Transaction Report

Form 4
Period: 2018-09-13
Transactions
  • Other

    Series A-1 Preferred Stock

    2019-07-02+197197 total
    Exercise: $0.62Common Stock (317,742 underlying)
  • Other

    Series A Preferred Stock

    2019-07-021,3510 total
    Exercise: $0.62Common Stock (2,179,032 underlying)
  • Other

    Series G Convertible Preferred Stock

    2018-09-131,7800 total
    From: 2018-04-04Common Stock (178,000 underlying)
  • Other

    Series A Preferred Stock

    2019-07-02+1,3511,351 total
    Exercise: $0.62Common Stock (2,179,032 underlying)
  • Conversion

    Common Stock

    2018-09-13+178,000713,026 total
  • Other

    Series A-1 Preferred Stock

    2019-07-021970 total
    Exercise: $0.62Common Stock (317,742 underlying)
  • Other

    Series H Preferred Stock

    2019-07-02+6767 total
Footnotes (5)
  • [F1]On July 2, 2019, the Reporting Person was issued 1,351 shares of Series A Preferred Stock and 197 shares of Series A-1 Preferred Stock as partial consideration for restructuring certain of the Reporting Person's promissory notes in connection with the Issuer's debt restructuring.
  • [F2]The Series A Preferred Stock and Series A-1 Preferred Stock are perpetual and can be converted into shares of the Issuer's Common Stock any time at the holder's option.
  • [F3]On July 2, 2019, the Reporting Person exchanged 1,351 shares of Series A Preferred Stock and 197 shares of Series A-1 Preferred Stock for 33 shares of Series H Preferred Stock, in connection with the Issuer's debt restructuring.
  • [F4]The Reporting Person's Series G Convertible Preferred Stock was converted into shares of Common Stock for no consideration.
  • [F5]Each share of Series G Convertible Preferred Stock is convertible into 100 shares of Common Stock commencing on April 3, 2018 and has no expiration date.

Documents

1 file

Issuer

FTE Networks, Inc.

CIK 0001122063

Entity typeother

Related Parties

1
  • filerCIK 0001705543

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 12:08 PM ET
Size
18.1 KB