Johnson Lewis M 4
4 · BALLANTYNE STRONG, INC. · Filed Jul 3, 2019
Insider Transaction Report
Form 4
Johnson Lewis M
10% Owner
Transactions
- Award
Common Stock
2019-07-01+14,563→ 46,986 total - Award
Common Stock
2019-07-01+10,000→ 56,986 total
Holdings
- 3,573,177(indirect: Fundamental Global)
Common Stock
Footnotes (4)
- [F1]Restricted stock units granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, July 1, 2019, subject to continuous service through such vesting dates.
- [F2]Restricted stock units granted as non-employee director compensation for services as Co-Chairman of the Board pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, July 1, 2019, subject to continuous service through such vesting dates.
- [F3]Includes 13,333 restricted stock units granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest on December 4, 2019, subject to continuous service through such vesting date.
- [F4]Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein. In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global, holds 864,857 shares of Common Stock (excluding Messrs. Cerminara's, Johnson's and Moglia's shares held in CWA accounts) for the accounts of individual investors.