LAWRENCE PETER J.L. 4
4 · Gaucho Group Holdings, Inc. · Filed Aug 12, 2019
Insider Transaction Report
Form 4
LAWRENCE PETER J.L.
Director
Transactions
- Award
Stock Option
2019-07-08+150,000→ 150,000 totalExercise: $0.39Exp: 2024-07-08→ Common Stock (150,000 underlying) - Disposition to Issuer
Stock Option
2019-07-08−150,000→ 0 totalExercise: $2.48From: 2015-08-27Exp: 2019-08-27→ Common Stock (150,000 underlying)
Holdings
- 50,000
Stock Option
Exercise: $1.10Exp: 2022-12-17→ Common Stock (50,000 underlying) - 10,729(indirect: See Footnote)
Common Stock
- 184,971
Common Stock
- 200,000
Stock Option
Exercise: $0.54Exp: 2023-09-20→ Common Stock (200,000 underlying) - 50,000
Stock Option
Exercise: $0.39Exp: 2024-01-31→ Common Stock (50,000 underlying) - 200,000
Stock Option
Exercise: $2.20From: 2018-07-19Exp: 2021-07-19→ Common Stock (200,000 underlying)
Footnotes (8)
- [F1]Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust.
- [F2]Of which 13,043 shares were automatically converted from Series A Preferred Stock to common stock on July 14, 2014 on a 1:1 basis pursuant to the effectiveness of GGH's Form 10 filed with the SEC on May 14, 2014.
- [F3]Options granted pursuant to GGH's 2008 Equity Incentive Plan. Options canceled with no value received.
- [F4]Options granted pursuant to GGH's 2018 Equity Incentive Plan; options to acquire 37,500 shares vest on 7/8/20; thereafter options to acquire 9,375 shares vest every three months.
- [F5]Options granted pursuant to GGH's 2018 Equity Incentive Plan; options to acquire 12,500 shares vest on 1/31/20; thereafter options to acquire 3,125 shares vest every three months.
- [F6]Options granted pursuant to GGH's 2018 Equity Incentive Plan; options to acquire 50,000 shares vest on 9/20/19; thereafter options to acquire 12,500 shares vest every three months.
- [F7]Options granted pursuant to GGH's 2016 Equity Incentive Plan; options to acquire 12,500 shares vest on 12/17/18; thereafter options to acquire 3,125 shares vest every three months.
- [F8]Options granted pursuant to GGH's 2008 Equity Incentive Plan.