Home/Filings/4/0001493152-19-012082
4//SEC Filing

LAWRENCE PETER J.L. 4

Accession 0001493152-19-012082

CIK 0001559998other

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 4:46 PM ET

Size

15.2 KB

Accession

0001493152-19-012082

Insider Transaction Report

Form 4
Period: 2019-07-08
Transactions
  • Award

    Stock Option

    2019-07-08+150,000150,000 total
    Exercise: $0.39Exp: 2024-07-08Common Stock (150,000 underlying)
  • Disposition to Issuer

    Stock Option

    2019-07-08150,0000 total
    Exercise: $2.48From: 2015-08-27Exp: 2019-08-27Common Stock (150,000 underlying)
Holdings
  • Stock Option

    Exercise: $1.10Exp: 2022-12-17Common Stock (50,000 underlying)
    50,000
  • Common Stock

    (indirect: See Footnote)
    10,729
  • Common Stock

    184,971
  • Stock Option

    Exercise: $0.54Exp: 2023-09-20Common Stock (200,000 underlying)
    200,000
  • Stock Option

    Exercise: $0.39Exp: 2024-01-31Common Stock (50,000 underlying)
    50,000
  • Stock Option

    Exercise: $2.20From: 2018-07-19Exp: 2021-07-19Common Stock (200,000 underlying)
    200,000
Footnotes (8)
  • [F1]Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust.
  • [F2]Of which 13,043 shares were automatically converted from Series A Preferred Stock to common stock on July 14, 2014 on a 1:1 basis pursuant to the effectiveness of GGH's Form 10 filed with the SEC on May 14, 2014.
  • [F3]Options granted pursuant to GGH's 2008 Equity Incentive Plan. Options canceled with no value received.
  • [F4]Options granted pursuant to GGH's 2018 Equity Incentive Plan; options to acquire 37,500 shares vest on 7/8/20; thereafter options to acquire 9,375 shares vest every three months.
  • [F5]Options granted pursuant to GGH's 2018 Equity Incentive Plan; options to acquire 12,500 shares vest on 1/31/20; thereafter options to acquire 3,125 shares vest every three months.
  • [F6]Options granted pursuant to GGH's 2018 Equity Incentive Plan; options to acquire 50,000 shares vest on 9/20/19; thereafter options to acquire 12,500 shares vest every three months.
  • [F7]Options granted pursuant to GGH's 2016 Equity Incentive Plan; options to acquire 12,500 shares vest on 12/17/18; thereafter options to acquire 3,125 shares vest every three months.
  • [F8]Options granted pursuant to GGH's 2008 Equity Incentive Plan.

Documents

1 file

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

Entity typeother

Related Parties

1
  • filerCIK 0001476366

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 4:46 PM ET
Size
15.2 KB