Shum Steve 4

4 · Eastside Distilling, Inc. · Filed Sep 3, 2019

Form 4

Period: 2019-08-29

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2019-08-29+10,000→ 42,896 total
Tax Payment
Common Stock
2019-08-29$5.17/sh−2,500$12,925→ 40,396 total
Award
Restricted Stock Units
2019-08-29+10,000→ 10,000 total
From: 2019-08-29Exp: 2019-08-29→ Common Stock (10,000 underlying)
Exercise/Conversion
Restricted Stock Units
2019-08-29−10,000→ 0 total
From: 2019-08-29Exp: 2019-08-29→ Common Stock (10,000 underlying)
Gift
Common Stock
2019-06-20−5,000→ 35,396 total

Footnotes (4)

[F1]Represents the settlement upon vesting of restricted stock units ("RSUs") that were awarded on August 29, 2019.
[F2]The reporting person is reporting the withholding by the Issuer of an aggregate of 2,500 shares of common stock that vested on August 29, 2019 but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person upon vesting of RSUs.
[F3]Each RSU is the economic equivalent of one share of Eastside Distilling, Inc. common stock. The closing price of EAST on August 29, 2019 was $5.17.
[F4]All 10,000 RSUs vested immediately upon grant.

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