Rickert Jeanne M 4
4 · PEN INC. · Filed Dec 19, 2019
Insider Transaction Report
Form 4
PEN INC.PENC
Rickert Jeanne M
DirectorChief Legal Officer
Transactions
- Other
Class A Common Stock
2019-12-18$0.58/sh+3,448$2,000→ 570,385 total
Footnotes (1)
- [F1]Of the total holdings, 44,279 shares of Class A common stock are held directly by the reporting person, and the balance are held indirectly through Rickert Family, Limited Partnership. Amount does not include shares held by the Rickert Family, Limited Partnership, except to the extent of the 33.33% limited partnership interest owned by the reporting person for which she has none of the voting control. The reporting person disclaims beneficial ownership of the Issuer's securities owned by the Rickert Family, Limited Partnership, except to the extent of her pecuniary interest and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities.