Rickert Scott E. 4
4 · PEN INC. · Filed Dec 19, 2019
Insider Transaction Report
Form 4
PEN INC.PENC
Rickert Scott E.
DirectorCEO, President, Chairman10% Owner
Transactions
- Other
Class A Common Stock
2019-12-18$0.58/sh+3,448$2,000→ 578,675 total
Footnotes (1)
- [F1]Of the total holdings, 52,529 shares are held directly by the reporting person, and the balance are held indirectly through Rickert Family, Limited Partnership. Mr. Rickert is the general partner of Rickert Family, Limited Partnership and has sole voting and dispositive control over its shares. Mr. Rickert disclaims beneficial ownership of two-thirds of the shares held by the partnership for which he does not have pecuniary interest and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities.