3//SEC Filing
1315 Capital II, L.P. 3
Accession 0001493152-20-000994
CIK 0001054102other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:15 PM ET
Size
6.3 KB
Accession
0001493152-20-000994
Insider Transaction Report
Form 3
1315 Capital II, L.P.
10% Owner
Holdings
Series B Convertible Preferred Stock
Exercise: $6.00→ Common Stock (3,166,666 underlying)
Footnotes (2)
- [F1]The Series B Convertible Preferred Stock, par value $0.01 per share, of the Issuer (the "Series B") is convertible from time to time, at the option of the holder thereof, into a number of shares of common stock, par value $0.01 per share, of the Issuer (the "Common Stock"), equal to the initial stated value per Series B share of $1,000 (subject to adjustment) divided by an initial conversion price of $6.00 per share (subject to adjustment) and then multiplied by the number of shares of Series B to be converted. The Series B has no expiration date.
- [F2]These securities are held of record by the Reporting Person. 1315 Capital Management II, LLC ("1315 Capital Management") is the general partner of the Reporting Person. By virtue of such relationship, 1315 Capital Management may be deemed to have voting and investment power with respect to the securities held by the Reporting Person noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and 1315 Capital Management disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
INTERPACE BIOSCIENCES, INC.
CIK 0001054102
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001730825
Filing Metadata
- Form type
- 3
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 5:15 PM ET
- Size
- 6.3 KB