Home/Filings/4/0001493152-20-010330
4//SEC Filing

Perley Richard 4

Accession 0001493152-20-010330

CIK 0001086745other

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 8:21 PM ET

Size

11.8 KB

Accession

0001493152-20-010330

Insider Transaction Report

Form 4
Period: 2020-05-28
Perley Richard
Chief Marketing Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-05-28+54,53654,536 total
    Exercise: $4.05Exp: 2029-09-30Common Stock (54,536 underlying)
  • Award

    Warrants to Purchase Common Stock

    2020-05-28+22,72422,724 total
    Exercise: $7.35Exp: 2024-01-31Common Stock (22,724 underlying)
  • Award

    Warrants to Purchase Common Stock

    2020-05-28+11,36211,362 total
    Exercise: $7.35Exp: 2024-03-01Common Stock (11,362 underlying)
Footnotes (6)
  • [F1]On May 28, 2020, the reporting person received these warrants to purchase shares of the Issuer's Common Stock upon the conversion pursuant to its terms of a warrant to purchase 83,333 shares of common stock of a private company formerly known as "ARYO, Inc." (the "Former Entity") with an exercise price of $2.00 per share in connection with the merger of the Former Entity with and into a wholly owned subsidiary of the Issuer (the "Merger").
  • [F2]Immediately exercisable.
  • [F3]On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.
  • [F4]Received in connection with the Merger upon the conversion pursuant to its terms of a warrant to purchase 41,667 shares of common stock of the Former Entity with an exercise price of $2.00 per share.
  • [F5]Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 200,000 shares of common stock of the Former Entity at an exercise price of $1.10 per share.
  • [F6]Reflects an option grant that was made to the reporting person on 09/30/2019. The shares underlying this stock option vest according to the following schedule: one-sixth of the shares underlying the stock option will vest and become exercisable in six equal semi-annual installments on each six-month anniversary of 09/16/2019.

Documents

1 file

Issuer

AYRO, Inc.

CIK 0001086745

Entity typeother

Related Parties

1
  • filerCIK 0001813325

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 8:21 PM ET
Size
11.8 KB