Home/Filings/4/0001493152-20-012960
4//SEC Filing

Lindstrom Richard 4

Accession 0001493152-20-012960

CIK 0001299139other

Filed

Jul 8, 8:00 PM ET

Accepted

Jul 9, 4:14 PM ET

Size

10.0 KB

Accession

0001493152-20-012960

Insider Transaction Report

Form 4
Period: 2020-07-09
Transactions
  • Disposition from Tender

    Common Stock

    2020-07-09$0.06/sh14,778$8660 total
  • Disposition from Tender

    Common Stock

    2020-07-09$0.06/sh6,000$3520 total(indirect: See footnote)
  • Disposition from Tender

    Warrant (right to purchase)

    2020-07-09$243.29/sh6,666$1,621,7710 total
    Exercise: $11.25Exp: 2021-05-09Common Stock (6,666 underlying)
Footnotes (4)
  • [F1]Pursuant to the terms of the Agreement and Plan of Merger, dated May 11, 2020 (the "Merger Agreement"), among Accelmed Partners II LP, a Cayman Islands exempted limited partnership ("Buyer"), the Issuer and Accelmed Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Buyer, each issued and outstanding share of Issuer common stock and preferred stock (other than Cancelled Shares (as defined in the Merger Agreement)) was cancelled and automatically converted into the right to receive an amount equal to $0.0586 per share in cash, without interest and less any required withholding taxes, effective at the time of the Merger (as defined in the Merger Agreement).
  • [F2]Shares held by Lindstrom Family #2 Limited Partnership.
  • [F3]The warrant will be exercisable from the later of (i) stockholder approval to increase the authorized number of shares of common stock of the Issuer, and (ii) 12 months from the date of issuance and will expire five years from the date on which such warrant becomes exercisable.
  • [F4]Pursuant to the terms of the Warrant Termination Agreement by and between the Reporting Person and the Issuer, effective July 2, 2020, immediately prior to the consummation of Merger, the warrant automatically terminated and the Reporting Person is entitled to receive a total payment of $243.29 in exchange for such cancellation, to be paid within five (5) days following the consummation of the Merger.

Documents

1 file

Issuer

TearLab Corp

CIK 0001299139

Entity typeother

Related Parties

1
  • filerCIK 0001310585

Filing Metadata

Form type
4
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:14 PM ET
Size
10.0 KB