Neuhauser James C 4
4 · Fat Brands, Inc · Filed Jul 24, 2020
Insider Transaction Report
Form 4
Neuhauser James C
Director
Transactions
- Disposition to Issuer
WARRANT TO PURCHASE COMMON STOCK
2020-07-16−2,400→ 0 totalExercise: $8.50Exp: 2024-10-03→ COMMON STOCK (2,400 underlying) - Award
SERIES B CUMULATIVE PREFERRED STOCK
2020-07-16+261→ 4,261 total - Award
WARRANT TO PURCHASE COMMON STOCK
2020-07-16+20,000→ 20,000 totalExercise: $5.00Exp: 2025-07-16→ COMMON STOCK (20,000 underlying)
Footnotes (2)
- [F1]The Company issued to the Reporting Person 261 shares of Series B Cumulative Preferred Stock at $25.00 per share as consideration for accrued dividends on shares of Series B Cumulative Preferred Stock held by the Reporting Person.
- [F2]In connection with the Company's public offering of Series B Cumulative Preferred Stock and Warrants, the Company exchanged outstanding warrants acquired by the Reporting Person in October 2019 for warrants of the same class issued in the public offering in an exempt transaction under Rule 16b-3(d) and (e).