East Asset Management, LLC 4
4 · RAND CAPITAL CORP · Filed Sep 2, 2020
Insider Transaction Report
Form 4
East Asset Management, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-09-02$11.30/sh+1,853$20,939→ 1,639,037 total - Purchase
Common Stock
2020-09-01$11.30/sh+1,700$19,210→ 1,637,184 total - Purchase
Common Stock
2020-08-31$11.30/sh+3,671$41,482→ 1,635,484 total
Footnotes (1)
- [F1]Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficial ownership over the shares held by East.