4//SEC Filing
Jones Timothy L. 4
Accession 0001493152-20-018823
CIK 0000849636other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 3:51 PM ET
Size
12.6 KB
Accession
0001493152-20-018823
Insider Transaction Report
Form 4
Jones Timothy L.
DirectorCEO and President
Transactions
- Conversion
Common Stock
2020-09-30+4,409,063→ 4,409,063 total - Conversion
Series H Preferred Stock
2020-09-30−28.218→ 0 totalExercise: $0.01From: 2020-09-30Exp: 2023-09-30→ Conversion Units (4,409,063 underlying) - Other
Series H Preferred Stock
2020-09-30+28.218→ 28.218 totalExercise: $0.01From: 2020-09-30Exp: 2023-09-30→ Conversion Units (4,409,063 underlying) - Conversion
Warrants (to purchase Common Stock)
2020-09-30+4,409,063→ 4,409,063 totalExercise: $0.01From: 2020-09-30Exp: 2023-09-30→ Common Stock (4,409,063 underlying)
Footnotes (4)
- [F1]On September 30, 2020, Mr. Jones converted his outstanding shares of the Company's Series H 2% Voting, Non-Participating, Convertible Preferred Stock ("Series H Preferred") into 4,409,063 Conversion Units comprising 4,409,063 shares of the common stock of the Company and 4,409,063 warrants exercisable into 4,409,063 shares of the common stock of the Company.
- [F2]The full designation of this class of preferred stock is "Series H 2% Voting, Non-Participating, Convertible Preferred Stock".
- [F3]On September 30, 2020, Mr. Jones agreed to forgive a portion of accrued compensation owing from RespireRx Pharmaceuticals Inc. (the "Company") equal to $28,218, and in exchange, the Company issued to Mr. Jones 28.218 shares of Series H Preferred stock, which equates to a per share value of $1,000.00 per share.
- [F4]Each Conversion Unit ("Conversion Unit") consists of one share of the common stock of the Company, and one warrant exercisable into one share of the common stock of the Company (such warrant having an initial exercise price of $0.007 per share, and terminating on September 30, 2023).
Documents
Issuer
RespireRx Pharmaceuticals Inc.
CIK 0000849636
Entity typeother
Related Parties
1- filerCIK 0001812101
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 3:51 PM ET
- Size
- 12.6 KB