4//SEC Filing
Patel Kinnary 4
Accession 0001493152-20-019255
CIK 0001799788other
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 6:02 PM ET
Size
19.6 KB
Accession
0001493152-20-019255
Insider Transaction Report
Form 4
Patel Kinnary
10% Owner
Transactions
- Exercise/Conversion
Series B Preferred Stock
2020-09-29−76,780→ 0 total(indirect: see footnote)→ Common Stock (76,780 underlying) - Exercise/Conversion
Series D Preferred Stock
2020-09-29−45,328→ 0 total(indirect: see footnote)→ Common Stock (45,328 underlying) - Exercise/Conversion
Common Stock
2020-09-29+76,780→ 76,780 total(indirect: see footnote) - Exercise/Conversion
Common Stock
2020-09-29+52,620→ 129,400 total(indirect: see footnote) - Other
Series D Preferred Stock
2020-09-29+7,292→ 7,292 total(indirect: see footnote)→ Common Stock (7,292 underlying) - Exercise/Conversion
Series D Preferred Stock
2020-09-29−7,292→ 0 total(indirect: see footnote)→ Common Stock (7,292 underlying)
Holdings
- 2,405,670(indirect: see footnote)
Common Stock
- 1,329,590(indirect: see footnote)
Common Stock
- 1,320,226(indirect: see footnote)
Common Stock
Footnotes (8)
- [F1]Kinnary Patel is the Trustee of the Kinnary Patel IRA and in such capacity has the right to vote and dispose of the securities held by such IRA.
- [F2]The securities are owned by Patel Family Trust 1. Kinnary Patel, as co-Trustee of Patel Family Trust 1, shares voting and dispositive power over the securities held by such trust with her spouse.
- [F3]The securities are owned by Patel Family Trust 2. Kinnary Patel, as co-Trustee of Patel Family Trust 2, shares voting and dispositive power over the securities held by such trust with her spouse.
- [F4]The securities are owned by Patel Family Trust 3. Kinnary Patel, as co-Trustee of Patel Family Trust 3, shares voting and dispositive power over the securities held by such trust with her spouse.
- [F5]The Series B Preferred Stock converted into Issuer common stock on a 1-for-1 basis and had no expiration date.
- [F6]The Series D Preferred Stock converted into Issuer common stock on a 1-for-1 basis and had no expiration date.
- [F7]The Series D Preferred Stock have no expiration date and are convertible, at the option of the holder, into shares of common stock of the Issuer at the then-effective conversion rate for no additional consideration (subject to the payment of cash, if applicable, in lieu of any fractional shares in accordance with the Issuer's Amended and Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation").
- [F8]The Reporting Person was issued additional shares of Series D Preferred Stock in connection with the Issuer's initial public offering as a result of the anti-dilution protection provisions set forth in the Issuer's Certificate of Incorporation.
Documents
Issuer
Greenwich LifeSciences, Inc.
CIK 0001799788
Entity typeother
Related Parties
1- filerCIK 0001828008
Filing Metadata
- Form type
- 4
- Filed
- Oct 8, 8:00 PM ET
- Accepted
- Oct 9, 6:02 PM ET
- Size
- 19.6 KB