4//SEC Filing
BOEGNER RAY 4
Accession 0001493152-20-019353
CIK 0000946454other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:46 PM ET
Size
15.3 KB
Accession
0001493152-20-019353
Insider Transaction Report
Form 4
BOEGNER RAY
Senior Vice President
Transactions
- Award
Common Stock
2020-10-09+30,000→ 238,019 total - Award
Stock Options (Right to Buy)
2020-10-09+15,000→ 15,000 totalExercise: $1.60Exp: 2030-10-09→ Common Stock (15,000 underlying)
Holdings
- 40,000
Stock Options (Right to Buy)
Exercise: $6.50Exp: 2027-02-28→ Common Stock (40,000 underlying) - 32,000
Stock Options (Right to Buy)
Exercise: $4.33Exp: 2025-11-22→ Common Stock (32,000 underlying) - 20,000
Stock Options (Right to Buy)
Exercise: $2.89Exp: 2029-06-06→ Common Stock (20,000 underlying) - 50,000
Stock Options (Right to Buy)
Exercise: $4.70Exp: 2028-01-26→ Common Stock (50,000 underlying) - 5,000
Stock Options (Right to Buy)
Exercise: $4.70Exp: 2022-01-11→ Common Stock (5,000 underlying)
Footnotes (8)
- [F1]Restricted stock units (RSUs) granted pursuant to the 2017 Omnibus Equity Compensation Plan. RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, October 9, 2020, subject to continuous service through such vesting dates.
- [F2]Includes (i) remaining unvested 13,334 RSUs granted on January 26, 2018 pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 26,667 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates.
- [F3]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options became exercisable 1/4 each year beginning on the first anniversary of the grant date and were vested in full as of January 11, 2016.
- [F4]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, November 22, 2015.
- [F5]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017.
- [F6]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018.
- [F7]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019.
- [F8]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020.
Documents
Issuer
BALLANTYNE STRONG, INC.
CIK 0000946454
Entity typeother
Related Parties
1- filerCIK 0001251935
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 4:46 PM ET
- Size
- 15.3 KB