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BALLANTYNE STRONG, INC.·4

Oct 13, 4:46 PM ET

BOEGNER RAY 4

4 · BALLANTYNE STRONG, INC. · Filed Oct 13, 2020

Insider Transaction Report

Form 4
Period: 2020-10-09
BALLANTYNE STRONG, INC.BTN
BOEGNER RAY
Senior Vice President
Transactions
  • Award

    Common Stock

    2020-10-09+30,000→ 238,019 total
  • Award

    Stock Options (Right to Buy)

    2020-10-09+15,000→ 15,000 total
    Exercise: $1.60Exp: 2030-10-09→ Common Stock (15,000 underlying)
Holdings

  • Stock Options (Right to Buy)

    Exercise: $6.50Exp: 2027-02-28→ Common Stock (40,000 underlying)
    40,000

  • Stock Options (Right to Buy)

    Exercise: $4.33Exp: 2025-11-22→ Common Stock (32,000 underlying)
    32,000

  • Stock Options (Right to Buy)

    Exercise: $2.89Exp: 2029-06-06→ Common Stock (20,000 underlying)
    20,000

  • Stock Options (Right to Buy)

    Exercise: $4.70Exp: 2028-01-26→ Common Stock (50,000 underlying)
    50,000

  • Stock Options (Right to Buy)

    Exercise: $4.70Exp: 2022-01-11→ Common Stock (5,000 underlying)
    5,000
Footnotes (8)
  • [F1]Restricted stock units (RSUs) granted pursuant to the 2017 Omnibus Equity Compensation Plan. RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, October 9, 2020, subject to continuous service through such vesting dates.
  • [F2]Includes (i) remaining unvested 13,334 RSUs granted on January 26, 2018 pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 26,667 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates.
  • [F3]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options became exercisable 1/4 each year beginning on the first anniversary of the grant date and were vested in full as of January 11, 2016.
  • [F4]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, November 22, 2015.
  • [F5]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017.
  • [F6]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018.
  • [F7]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019.
  • [F8]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020.

Documents

1 file
  • 4
    ownership.xmlPrimary