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Home/Filings/4/0001493152-20-019682
4//SEC Filing

LAWRENCE PETER J.L. 4

Accession 0001493152-20-019682

CIK 0001559998other
View on SEC.govCompany Profile

Filed

Oct 19, 8:00 PM ET

Accepted

Oct 20, 7:32 PM ET

Size

14.3 KB

Accession

0001493152-20-019682

Insider Transaction Report

Form 4
Period: 2020-09-28
Gaucho Group Holdings, Inc.VINO
LAWRENCE PETER J.L.
Director
Transactions
  • Award

    Stock Option

    2020-09-28+100,000→ 100,000 total
    Exercise: $0.60Exp: 2025-09-28→ Common Stock (100,000 underlying)
Holdings

  • Stock Option

    Exercise: $0.54Exp: 2023-09-20→ Common Stock (200,000 underlying)
    200,000

  • Stock Option

    Exercise: $1.10Exp: 2022-12-17→ Common Stock (50,000 underlying)
    50,000

  • Common Stock

    184,971

  • Stock Option

    Exercise: $2.20From: 2018-07-19Exp: 2021-07-19→ Common Stock (200,000 underlying)
    200,000

  • Common Stock

    (indirect: See Footnote)
    10,729

  • Stock Option

    Exercise: $0.39Exp: 2024-07-08→ Common Stock (150,000 underlying)
    150,000

  • Stock Option

    Exercise: $0.39Exp: 2024-01-31→ Common Stock (50,000 underlying)
    50,000
Footnotes (8)
  • [F1]Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust.
  • [F2]Of which 13,043 shares were automatically converted from Series A Preferred Stock to common stock on July 14, 2014 on a 1:1 basis pursuant to the effectiveness of AWLD's Form 10 filed with the SEC on May 14, 2014.
  • [F3]Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 25,000 shares vest on 9/28/21; thereafter options to acquire 6,250 shares vest every three months.
  • [F4]Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 37,500 shares vest on 7/8/20; thereafter options to acquire 9,375 shares vest every three months.
  • [F5]Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 12,500 shares vest on 1/31/20; thereafter options to acquire 3,125 shares vest every three months.
  • [F6]Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 50,000 shares vest on 9/20/19; thereafter options to acquire 12,500 shares vest every three months.
  • [F7]Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 12,500 shares vest on 12/17/18; thereafter options to acquire 3,125 shares vest every three months.
  • [F8]Options granted pursuant to AWLD's 2008 Equity Incentive Plan.

Documents

1 file

Issuer

Gaucho Group Holdings, Inc.

CIK 0001559998

→
Entity typeother

Related Parties

1
  • filerCIK 0001476366

Filing Metadata

Form type
4
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 7:32 PM ET
Size
14.3 KB
View on SEC.gov