4//SEC Filing
Jenusaitis Matthew 4
Accession 0001493152-20-019736
CIK 0001661053other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 4:05 PM ET
Size
12.1 KB
Accession
0001493152-20-019736
Insider Transaction Report
Form 4
Jenusaitis Matthew
Director
Transactions
- Award
Restricted Stock Units
2019-09-13+78,125→ 78,125 total→ Common Stock (78,125 underlying) - Award
Common Stock
2020-07-18+62,500→ 62,500 total - Award
Stock Option (Right to Buy)
2019-09-13+60,000→ 60,000 totalExercise: $2.00Exp: 2029-09-13→ Common Stock (60,000 underlying) - Award
Stock Option (Right to Buy)
2020-07-18+100,000→ 100,000 totalExercise: $0.40Exp: 2030-07-18→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]Upon vesting, each Restricted Stock Unit ("RSU") entitles the Reporting Person to one share of the Issuer's common stock or the cash equivalent, at the discretion of the Issuer.
- [F2]The RSU were issued to the Reporting Person on September 13, 2019 in connection with joining the Issuer's board of directors pursuant to the Issuer's Amended and Restated 2016 Omnibus Incentive Plan (as amended, the "Plan"). The award is subject to time-based vesting and will vest in equal annual portions on: (i) September 13, 2020; (ii) September 13, 2021; and (iii) September 13, 2022.
- [F3]The common stock options were issued to the Reporting Person on September 13, 2019 in connection with joining the Issuer's board of directors pursuant to the Plan. The award is subject to time-based vesting and will vest in equal quarterly portions over a three (3) year period starting from September 13, 2019.
- [F4]The common stock options were issued to the Reporting Person pursuant to the Plan on July 18, 2020 as part of the annual board compensation package for 2020. The award is subject to time-based vesting and will vest in equal quarterly portions over the remainder of the 2020 calendar year.
Documents
Issuer
Hancock Jaffe Laboratories, Inc.
CIK 0001661053
Entity typeother
Related Parties
1- filerCIK 0001357864
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 4:05 PM ET
- Size
- 12.1 KB