|4Nov 23, 9:42 AM ET

Cannon Reuben 4

4 · Gaucho Group Holdings, Inc. · Filed Nov 23, 2020

Insider Transaction Report

Form 4
Period: 2020-09-28
Transactions
  • Award

    Stock Option

    2020-09-28+100,000100,000 total
    Exercise: $0.60Exp: 2025-09-28Common Stock (100,000 underlying)
  • Award

    Common Stock

    2020-09-30$0.34/sh+29,412$10,00029,412 total(indirect: See Footnote)
  • Award

    Warrant

    2020-09-30+29,41229,412 total(indirect: See Footnote)
    Exercise: $0.34From: 2020-09-30Exp: 2020-09-29Common Stock (29,412 underlying)
Footnotes (2)
  • [F1]Units issued upon conversion of a convertible note purchased in a private placement by Reuben Cannon Productions, controlled by Mr. Cannon.
  • [F2]Options granted pursuant to GGH's 2018 Equity Incentive Plan; options to acquire 25,000 shares vest on 9/28/21; thereafter options to acquire 6,250 shares vest every three months.

Documents

1 file
  • 4
    ownership.xmlPrimary