4//SEC Filing
CARGILE CHARLES F 4
Accession 0001493152-20-022731
CIK 0001172631other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 9:13 PM ET
Size
10.4 KB
Accession
0001493152-20-022731
Insider Transaction Report
Form 4
Sunworks, Inc.SUNW
CARGILE CHARLES F
Director
Transactions
- Exercise/Conversion
Common Stock
2020-11-27$2.10/sh+3,924$8,240→ 86,097 total - Tax Payment
Common Stock
2020-11-27$5.60/sh−1,471$8,238→ 84,626 total - Sale
Common Stock
2020-11-27$5.85/sh−82,173$480,712→ 2,453 total - Exercise/Conversion
Option to Purchase Common Stock
2020-11-27−3,924→ 2,218 totalExercise: $2.10From: 2019-01-02Exp: 2024-01-02→ Common Stock (3,924 underlying)
Footnotes (1)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Sunworks, Inc.
CIK 0001172631
Entity typeother
Related Parties
1- filerCIK 0001213183
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 9:13 PM ET
- Size
- 10.4 KB