4//SEC Filing
Mills Peter B 4
Accession 0001493152-20-024493
CIK 0000894871other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 5:51 PM ET
Size
22.0 KB
Accession
0001493152-20-024493
Insider Transaction Report
Form 4
theMaven, Inc.MVEN
Mills Peter B
Director
Transactions
- Award
Common Stock
2019-01-01+208,333→ 257,327 total - Award
Common Stock
2018-09-01+29,763→ 29,763 total - Award
Common Stock
2018-10-01+19,231→ 48,994 total - Exercise/Conversion
Common Stock
2019-02-26$0.44/sh+15,341$6,750→ 272,668 total - Tax Payment
Common Stock
2019-02-22$0.44/sh−9,659$4,250→ 263,009 total - Award
Common Stock
2020-02-06+125,000→ 388,009 total - Award
Options to purchase
2018-01-02+45,000→ 45,000 totalExercise: $1.95From: 2018-03-31Exp: 2028-01-01→ Common Stock (45,000 underlying) - Purchase
Series H Convertible Preferred Stock
2018-08-09$1000.00/sh+33$33,000→ 33 totalExercise: $0.33From: 2018-08-09→ Common Stock (100,000 underlying) - Exercise/Conversion
Options to purchase
2019-02-22−15,341→ 0 totalExercise: $0.17From: 2014-05-16Exp: 2019-05-16→ Common Stock (15,341 underlying) - Award
Options to purchase
2019-04-10+241,820→ 241,820 totalExercise: $0.46Exp: 2029-04-10→ Common Stock (241,820 underlying)
Footnotes (5)
- [F1]Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18.
- [F2]Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.
- [F3]The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.
- [F4]Shares sold to cover options exercised via cashless exercise.
- [F5]Expiration Date not applicable for Series H Convertible Preferred Stock
Documents
Issuer
theMaven, Inc.
CIK 0000894871
Entity typeother
Related Parties
1- filerCIK 0001376483
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 5:51 PM ET
- Size
- 22.0 KB