4//SEC Filing
Johnson Lewis M 4
Accession 0001493152-21-001218
CIK 0000946454other
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 7:31 PM ET
Size
6.9 KB
Accession
0001493152-21-001218
Insider Transaction Report
Form 4
Johnson Lewis M
10% Owner
Transactions
- Award
Common Stock
2021-01-14+12,437→ 98,085 total
Holdings
- 5,164,787(indirect: Fundamental Global)
Common Stock
Footnotes (3)
- [F1]Granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan.
- [F2]Includes (i) remaining unvested 16,376 Restricted Stock Units (RSUs) granted on July 1, 2019 as non-employee director compensation, including RSUs granted for services as Co-Chairman of the Board, pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) 28,662 unvested RSUs granted on July 1, 2020 as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the grant date, subject to continuous service through such vesting dates.
- [F3]Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein. In addition, CWA Asset Management Group, LLC, of which 20% is owned by Mr. Johnson, holds 582,499 shares of Common Stock (excluding D. Kyle Cerminara's, Lewis M. Johnson's and Joseph H. Moglia's shares held in CWA accounts) for the accounts of individual investors. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.
Documents
Issuer
BALLANTYNE STRONG, INC.
CIK 0000946454
Entity typeother
Related Parties
1- filerCIK 0001619951
Filing Metadata
- Form type
- 4
- Filed
- Jan 14, 7:00 PM ET
- Accepted
- Jan 15, 7:31 PM ET
- Size
- 6.9 KB