4//SEC Filing
Bailey David F 4
Accession 0001493152-21-002242
CIK 0000894871other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:24 PM ET
Size
14.6 KB
Accession
0001493152-21-002242
Insider Transaction Report
Form 4
theMaven, Inc.MVEN
Bailey David F
Director
Transactions
- Award
Common Stock
2018-10-01+19,231→ 19,231 total - Award
Common Stock
2021-01-01+83,333→ 269,231 total - Award
Options to purchase
2019-04-10+241,820→ 241,820 totalExercise: $0.46Exp: 2029-04-10→ Common Stock (241,820 underlying) - Award
Common Stock
2019-01-01+104,167→ 123,398 total - Award
Options to purchase
2018-01-28+41,250→ 41,250 totalExercise: $2.33From: 2018-03-31Exp: 2028-01-28→ Common Stock (41,250 underlying) - Award
Common Stock
2020-02-06+62,500→ 185,898 total
Footnotes (3)
- [F1]7,500 vest on 3/31/18, 11,250 on each of 6/30/18, 9/30/18 and 12/31/18.
- [F2]Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.
- [F3]The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's shareholders approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant
Documents
Issuer
theMaven, Inc.
CIK 0000894871
Entity typeother
Related Parties
1- filerCIK 0001843661
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:24 PM ET
- Size
- 14.6 KB