Kaplan Jed Philip 4

Accession 0001493152-21-002300

CIK 0001708410other

View on SEC.gov Company Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 6:48 PM ET

Size

51.7 KB

Accession

0001493152-21-002300

Insider Transaction Report

Form 4

Period: 2018-12-31

SIMPLICITY ESPORTS & GAMING CoWINR

Kaplan Jed Philip

Director10% Owner

Transactions

Award
Common Stock
2018-12-31+5,121→ 5,121 total
Award
Common Stock
2018-12-31+6,025→ 11,146 total
Award
Common Stock
2020-07-30+31,250→ 181,514 total
Award
Common Stock
2020-09-30+1,875→ 189,014 total
Award
Common Stock
2021-01-04+50,000→ 214,639 total
Award
Common Stock
2019-01-08+9,424→ 20,570 total
Award
Common Stock
2019-03-27+26,927→ 67,335 total
Award
Common Stock
2019-03-27+31,679→ 99,014 total
Award
Common Stock
2019-01-08+11,088→ 31,658 total
Award
Common Stock
2019-01-08+8,750→ 40,408 total
Award
Common Stock
2019-03-27+2,500→ 126,514 total
Award
Common Stock
2020-08-21+3,750→ 185,264 total
Award
Common Stock
2020-08-31+1,875→ 187,139 total
Award
Common Stock
2020-12-31+1,875→ 164,639 total
Award
Common Stock
2020-11-18+25,000→ 25,000 total(indirect: See footnote)
Award
Common Stock
2020-12-29+3,000→ 43,000 total(indirect: See footnote)
Award
Common Stock
2019-03-27+1,584→ 2,441 total(indirect: By Spouse)
Award
Common Stock
2020-07-29+8,750→ 150,264 total
Gift
Common Stock
2020-12-23−5,000→ 162,764 total
Award
Common Stock
2020-11-30+1,875→ 167,764 total
Award
Common Stock
2018-12-31+302→ 302 total(indirect: By Spouse)
Purchase
Common Stock
2019-05-31$16.00/sh+6,250$100,000→ 132,764 total
Award
Common Stock
2020-10-30+1,875→ 190,889 total
Gift
Common Stock
2020-11-18−25,000→ 165,889 total
Award
Common Stock
2020-12-23+5,000→ 40,000 total(indirect: See footnote)
Purchase
Warrant
2019-05-31$16.00/sh+6,250$100,000→ 6,250 total
Exercise: $0.50From: 2019-05-31Exp: 2024-05-31→ Common Stock (6,250 underlying)
Award
Common Stock
2019-03-27+25,000→ 124,014 total
Award
Common Stock
2019-09-17+8,750→ 141,514 total
Award
Common Stock
2020-11-24+10,000→ 35,000 total(indirect: See footnote)
Award
Common Stock
2019-01-08+555→ 857 total(indirect: By Spouse)

Footnotes (6)

[F1]The share information in this Form 4 has been adjusted to give effect to the 1-for-8 reverse stock split of the issuer's common stock, which was effective on November 20, 2020.
[F2]Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.
[F3]Held jointly with spouse.
[F4]Pursuant to a private placement, the reporting person purchased 6,250 "units" of the issuer's securities at a purchase price of $16.00 per unit. Each unit consisted of (i) one share of the issuer's common stock, and (ii) a warrant to purchase one share of the issuer's common stock, exercisable at a price of $0.50 per share, exercisable at any time within five years of issuance.
[F5]Bona fide gift to Kaplan Charitable Foundation, of which the reporting person serves as trustee.
[F6]Held by Kaplan Charitable Foundation, of which the reporting person serves as trustee.

Documents

1 file

4
ownership.xmlPrimary

Issuer

SIMPLICITY ESPORTS & GAMING Co

CIK 0001708410

→

Entity typeother

Related Parties

filerCIK 0001771114

Filing Metadata

Form type: 4
Filed: Jan 31, 7:00 PM ET
Accepted: Feb 1, 6:48 PM ET
Size: 51.7 KB

View on SEC.gov