Gaucho Group Holdings, Inc.·4

Mar 16, 3:59 PM ET

Rodriguez Edie 4

4 · Gaucho Group Holdings, Inc. · Filed Mar 16, 2021

Insider Transaction Report

Form 4
Period: 2021-02-19
Transactions
  • Award

    Stock Option

    2020-09-28+6,6676,667 total
    Exercise: $9.08Exp: 2025-09-08Common Stock (6,667 underlying)
  • Purchase

    Common Stock

    2021-02-19$6.00/sh+8,333$49,9988,333 total
  • Purchase

    Warrants

    2021-02-19+8,3338,333 total
    Exercise: $6.00From: 2021-02-19Exp: 2022-08-19Common Stock (8,333 underlying)
Footnotes (2)
  • [F1]Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
  • [F2]Options issued pursuant to the 2018 Equity Incentive Plan on September 28, 2020 at $9.08 per share. 1,667 shares vest on 9/8/2021; thereafter 417 shall vest every three months.

Documents

1 file
  • 4
    ownership.xmlPrimary