Berg Michael Carroll 4

4 · MARATHON DIGITAL HOLDINGS, INC. · Filed Apr 13, 2021

Form 4

Period: 2020-06-30

Director

Transactions

Conversion
Common Stock
2020-06-30$0.91/sh+6,250$5,688→ 18,731 total
Conversion
Common Stock
2021-02-10$2.19/sh+13,420$29,390→ 55,027 total
Conversion
Common Stock
2021-03-31$48.02/sh+21,285$1,022,106→ 56,312 total
Award
RSUs
2020-05-04$2.04/sh+25,000$51,000→ 56,250 total
Exercise: $0.00→ Common (25,000 underlying)
Disposition to Issuer
RSUs
2020-12-31$1.96/sh−21,875$42,875→ 21,875 total
Exercise: $0.00→ Common (21,875 underlying)
Conversion
Common Stock
2020-12-31$10.44/sh+16,626$173,575→ 41,607 total
Disposition to Issuer
RSUs
2020-06-30$0.91/sh−6,250$5,688→ 50,000 total
Exercise: $0.00→ Common (6,250 underlying)
Disposition to Issuer
RSUs
2020-09-30$1.96/sh−6,250$12,250→ 43,750 total
Exercise: $0.00→ Common (6,250 underlying)
Disposition to Issuer
RSUs
2021-03-31$48.02/sh−35,574$1,708,263→ 27,397 total
Exercise: $0.00→ Common (35,574 underlying)
Sale
Common Stock
2021-02-17$46.20/sh−10,000$462,000→ 35,027 total
Award
RSUs
2020-12-31$2.19/sh+54,795$120,001→ 76,670 total
Exercise: $0.00→ Common (54,795 underlying)
Disposition to Issuer
RSUs
2021-02-10$2.19/sh−13,699$30,001→ 62,971 total
Exercise: $0.00→ Common (13,699 underlying)
Conversion
Common Stock
2020-09-30$1.96/sh+6,250$12,250→ 24,981 total
Sale
Common Stock
2021-02-12$39.56/sh−10,000$395,600→ 45,027 total

Footnotes (5)

[F1]Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.
[F2]On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.
[F3]Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.
[F4]Immediate vesting.
[F5]Amount in column (4) is net of shares sold for tax purposes.

Documents

1 file