4//SEC Filing
BOEGNER RAY 4
Accession 0001493152-21-013844
CIK 0000946454other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 6:25 PM ET
Size
14.0 KB
Accession
0001493152-21-013844
Insider Transaction Report
Form 4
BOEGNER RAY
Senior Vice President
Transactions
- Tax Payment
Common Stock
2021-06-06$5.00/sh−3,819$19,095→ 234,200 total
Holdings
- 5,000
Stock Options (Right to Buy)
Exercise: $4.70Exp: 2022-01-11→ Common Stock (5,000 underlying) - 32,000
Stock Options (Right to Buy)
Exercise: $4.33Exp: 2025-11-22→ Common Stock (32,000 underlying) - 40,000
Stock Options (Right to Buy)
Exercise: $6.50Exp: 2027-02-28→ Common Stock (40,000 underlying) - 20,000
Stock Options (Right to Buy)
Exercise: $2.89Exp: 2029-06-06→ Common Stock (20,000 underlying) - 15,000
Stock Options (Right to Buy)
Exercise: $1.60Exp: 2030-10-09→ Common Stock (15,000 underlying) - 50,000
Stock Options (Right to Buy)
Exercise: $4.70Exp: 2028-01-26→ Common Stock (50,000 underlying)
Footnotes (7)
- [F1]Includes (i) remaining unvested 13,334 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 30,000 RSUs granted on October 9, 2020 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates.
- [F2]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options became exercisable 1/4 each year beginning on the first anniversary of the grant date and were vested in full as of January 11, 2016.
- [F3]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, November 22, 2015.
- [F4]Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017.
- [F5]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018.
- [F6]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019.
- [F7]Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020.
Documents
Issuer
BALLANTYNE STRONG, INC.
CIK 0000946454
Entity typeother
Related Parties
1- filerCIK 0001251935
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 6:25 PM ET
- Size
- 14.0 KB