4//SEC Filing
Knaley Brian 4
Accession 0001493152-21-015498
CIK 0001482541other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 10:19 AM ET
Size
14.0 KB
Accession
0001493152-21-015498
Insider Transaction Report
Form 4
Surna Inc.SRNA
Knaley Brian
DirectorCFO/Treasurer
Transactions
- Award
Option to purchase common stock
2021-06-28+250,000→ 250,000 totalExercise: $0.06From: 2021-06-28Exp: 2031-06-30→ Common Stock (250,000 underlying) - Award
Option to purchase common stock
2021-06-28+665,000→ 665,000 totalExercise: $0.06From: 2023-06-30Exp: 2031-06-30→ Common Stock (665,000 underlying) - Award
Option to purchase common stock
2021-06-28+668,000→ 668,000 totalExercise: $0.06From: 2024-06-30Exp: 2031-06-30→ Common Stock (668,000 underlying) - Award
Option to purchase common stock
2021-06-28+417,000→ 417,000 totalExercise: $0.06From: 2022-06-30Exp: 2031-06-30→ Common Stock (417,000 underlying)
Footnotes (4)
- [F1]Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
- [F2]Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2022. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
- [F3]Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2023. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
- [F4]Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2024. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
Documents
Issuer
Surna Inc.
CIK 0001482541
Entity typeother
Related Parties
1- filerCIK 0001724462
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 10:19 AM ET
- Size
- 14.0 KB