Keller Rodney C. Jr. 4

4 · AYRO, Inc. · Filed Jun 30, 2021

Insider Transaction Report

Form 4

Period: 2021-06-28

AYRO, Inc.AYRO

Keller Rodney C. Jr.

DirectorChief Executive Officer

Transactions

Sale
Common Stock
2021-06-28$5.00/sh−10,908$54,540→ 434,167 total
Exercise/Conversion
Common Stock
2021-06-28$3.48/sh+100$348→ 434,267 total
Sale
Common Stock
2021-06-28$5.00/sh−20,451$102,255→ 434,167 total
Exercise/Conversion
Common Stock
2021-06-29$4.03/sh+6,474$26,090→ 440,641 total
Sale
Common Stock
2021-06-29$5.00/sh−6,474$32,399→ 434,167 total
Exercise/Conversion
Employee Stock Options (right to buy)
2021-06-28−20,451→ 0 total
Exercise: $2.45Exp: 2028-11-13→ Common Stock (20,451 underlying)
Exercise/Conversion
Employee Stock Options (right to buy)
2021-06-28−100→ 63,526 total
Exercise: $3.48Exp: 2029-03-31→ Common Stock (100 underlying)
Exercise/Conversion
Common Stock
2021-06-28$2.45/sh+10,908$26,725→ 445,075 total
Exercise/Conversion
Common Stock
2021-06-28$2.45/sh+20,451$50,105→ 454,618 total
Exercise/Conversion
Common Stock
2021-06-29$3.48/sh+63,526$221,070→ 497,693 total
Sale
Common Stock
2021-06-29$5.00/sh−63,526$317,916→ 434,167 total
Exercise/Conversion
Employee Stock Options (right to buy)
2021-06-28−38,541→ 0 total
Exercise: $2.45Exp: 2027-11-13→ Common Stock (38,541 underlying)
Exercise/Conversion
Employee Stock Options (right to buy)
2021-06-28−10,908→ 0 total
Exercise: $2.45Exp: 2027-12-01→ Common Stock (10,908 underlying)
Exercise/Conversion
Employee Stock Options (right to buy)
2021-06-29−63,526→ 0 total
Exercise: $3.48Exp: 2029-03-31→ Common Stock (63,526 underlying)
Exercise/Conversion
Employee Stock Options (right to buy)
2021-06-29−6,474→ 13,977 total
Exercise: $4.03Exp: 2029-11-13→ Common Stock (6,474 underlying)
Exercise/Conversion
Common Stock
2021-06-28$2.45/sh+38,541$94,425→ 472,708 total
Sale
Common Stock
2021-06-28$5.00/sh−38,541$192,705→ 434,167 total
Sale
Common Stock
2021-06-28$5.00/sh−100$500→ 434,167 total

Footnotes (10)

[F1]Represents a broker-assisted sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2021.
[F10]These options are fully vested and exercisable.
[F2]These shares were purchased in multiple transactions at a price of $5.00.
[F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.019, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
[F4]Represents an exercise of an option to purchase 38,541 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
[F5]Represents an exercise of an option to purchase 100 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
[F6]Represents an exercise of an option to purchase 10,908 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
[F7]Represents an exercise of an option to purchase 20,451 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
[F8]Represents an exercise of an option to purchase 63,526 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.
[F9]Represents an exercise of an option to purchase 6,474 shares. The price reported in Column 4 is the exercise price of the underlying options assigned upon grant.

Documents

1 file

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ownership.xmlPrimary