Lang Steven 4

Accession 0001493152-21-016278

CIK 0001487197other

View on SEC.gov Company Profile

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 5:30 PM ET

Size

40.4 KB

Accession

0001493152-21-016278

Insider Transaction Report

Form 4

Period: 2016-12-19

BARFRESH FOOD GROUP INC.BRFH

Lang Steven

Director10% Owner

Transactions

Purchase
Common Stock
2017-12-28+17,623→ 19,072,451 total(indirect: Sidra Pty Ltd)
Other
Common Stock
2020-03-14+60,000→ 60,000 total(indirect: Hodumo Pty Ltd)
Other
Common Stock
2020-09-28+136,871→ 516,236 total(indirect: Hodumo Pty Ltd)
Award
Stock option
2017-01-17+40,323→ 40,323 total
Exercise: $0.77From: 2017-01-17Exp: 2025-01-17→ Common Stock (40,323 underlying)
Award
Stock option
2019-01-16+53,711→ 53,711 total
Exercise: $0.65From: 2019-01-16Exp: 2027-01-16→ Common Stock (53,711 underlying)
Award
P Warrants
2020-03-23+180,000→ 180,000 total(indirect: Hodumo Pty Ltd)
Exercise: $0.60From: 2020-03-20Exp: 2023-03-23→ Common Stock (180,000 underlying)
Other
Common Stock
2017-02-13+138,596→ 338,596 total
Other
Common Stock
2020-03-23+319,365→ 379,365 total(indirect: Hodumo Pty Ltd)
Other
Common Stock
2021-05-26+53,815→ 570,051 total(indirect: Hodumo Pty Ltd)
Award
Stock option
2016-12-19+166,667→ 166,667 total
Exercise: $0.74From: 2016-12-19Exp: 2024-12-19→ Common Stock (166,667 underlying)
Award
O Warrants
2020-03-23+159,683→ 159,683 total(indirect: Hodumo Pty Ltd)
Exercise: $0.60From: 2020-03-20Exp: 2023-03-20→ Common Stock (159,683 underlying)
Award
O Warrants
2020-09-28+68,436→ 68,436 total(indirect: Hodumo Pty Ltd)
Exercise: $0.60From: 2020-09-28Exp: 2023-09-28→ Common Stock (68,436 underlying)
Award
P Warrants
2020-09-28+77,143→ 77,143 total(indirect: Hodumo Pty Ltd)
Exercise: $0.60From: 2020-09-28Exp: 2023-09-28→ Common Stock (77,143 underlying)
Purchase
Common Stock
2018-12-28+54,726→ 19,127,177 total(indirect: Sidra Pty Ltd)
Award
Stock option
2018-01-16+64,744→ 64,744 total
Exercise: $0.50From: 2018-01-16Exp: 2026-01-16→ Common Stock (64,744 underlying)
Award
Stock option
2018-07-16+59,023→ 59,023 total
Exercise: $0.60From: 2018-07-16Exp: 2026-07-16→ Common Stock (59,023 underlying)
Award
L Warrant M2
2018-11-30+80,645→ 80,645 total(indirect: Hodumo Pty Ltd)
Exercise: $0.60From: 2018-11-30Exp: 2021-11-30→ Common Stock (80,645 underlying)
Award
Stock option
2019-07-15+71,769→ 71,769 total
Exercise: $0.47From: 2019-07-15Exp: 2027-07-15→ Common Stock (71,769 underlying)

Holdings

J Warrant
(indirect: Sidra Pty Ltd)
Exercise: $0.75From: 2016-09-27Exp: 2021-09-27→ Common Stock (44,082 underlying)
44,082

Footnotes (7)

[F1]Shares were issued as incentive compensation.
[F2]Shares were acquired through a cashless exercise of a warrant.
[F3]Shares were issued in lieu of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share.
[F4]On March 23, 2020, Hodumo received shares of common stock upon conversion of its convertible note and warrants for participation in the conversion.
[F5]On September 28, 2020, Hodumo received additional shares due to a price adjustment on the convertible note conversion, as well as additional warrants.
[F6]Stock option granted as non-employee director compensation.
[F7]Issued in connection with investment in note.

Documents

1 file

4
ownership.xmlPrimary

Issuer

BARFRESH FOOD GROUP INC.

CIK 0001487197

→

Entity typeother

Related Parties

filerCIK 0001598907

Filing Metadata

Form type: 4
Filed: Jul 5, 8:00 PM ET
Accepted: Jul 6, 5:30 PM ET
Size: 40.4 KB

View on SEC.gov