4//SEC Filing
UNIBEL 4
Accession 0001493152-21-017155
CIK 0001487197other
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 12:06 PM ET
Size
17.6 KB
Accession
0001493152-21-017155
Insider Transaction Report
Form 4
UNIBEL
10% Owner
Transactions
- Purchase
L Warrant
2018-11-30+134,409→ 134,409 totalFrom: 2018-11-30Exp: 2021-11-30→ Common Stock (134,409 underlying) - Other
O Warrant
2020-03-19+1,252,274→ 1,252,274 totalExercise: $0.60From: 2020-03-19Exp: 2023-03-19→ Common Stock (1,252,274 underlying) - Other
Warrant M1/M2
2020-09-28+536,689→ 536,689 totalExercise: $0.45From: 2020-09-28Exp: 2023-03-23→ Common Stock (536,689 underlying) - Other
Common Stock
2020-03-10+200,000→ 15,825,000 total - Other
Common Stock
2020-03-23+1,440,000→ 17,265,000 total - Other
Common Stock
2020-09-28+1,073,378→ 19,402,926 total - Other
Common Stock
2020-03-23+1,064,548→ 18,329,548 total
Holdings
- 7,812,500
K Warrant
Exercise: $0.88From: 2016-11-23Exp: 2021-11-23→ Common Stock (7,812,500 underlying)
Footnotes (4)
- [F1]The reporting person received 200,000 shares of common stock in payment of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share.
- [F2]On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion.
- [F3]On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants.
- [F4]On November 30, 2018, the reporting person purchased a convertible note and warrants, convertible and exercisable at the greater of 120% of the Closing Price or $0.70.
Documents
Issuer
BARFRESH FOOD GROUP INC.
CIK 0001487197
Entity typeother
Related Parties
1- filerCIK 0001240037
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 12:06 PM ET
- Size
- 17.6 KB