UNIBEL 4

4 · BARFRESH FOOD GROUP INC. · Filed Jul 19, 2021

Form 4

Period: 2018-11-30

10% Owner

Transactions

Purchase
L Warrant
2018-11-30+134,409→ 134,409 total
From: 2018-11-30Exp: 2021-11-30→ Common Stock (134,409 underlying)
Other
O Warrant
2020-03-19+1,252,274→ 1,252,274 total
Exercise: $0.60From: 2020-03-19Exp: 2023-03-19→ Common Stock (1,252,274 underlying)
Other
Warrant M1/M2
2020-09-28+536,689→ 536,689 total
Exercise: $0.45From: 2020-09-28Exp: 2023-03-23→ Common Stock (536,689 underlying)
Other
Common Stock
2020-03-10+200,000→ 15,825,000 total
Other
Common Stock
2020-03-23+1,440,000→ 17,265,000 total
Other
Common Stock
2020-09-28+1,073,378→ 19,402,926 total
Other
Common Stock
2020-03-23+1,064,548→ 18,329,548 total

Holdings

K Warrant
Exercise: $0.88From: 2016-11-23Exp: 2021-11-23→ Common Stock (7,812,500 underlying)
7,812,500

Footnotes (4)

[F1]The reporting person received 200,000 shares of common stock in payment of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share.
[F2]On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion.
[F3]On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants.
[F4]On November 30, 2018, the reporting person purchased a convertible note and warrants, convertible and exercisable at the greater of 120% of the Closing Price or $0.70.

Documents

1 file