Home/Filings/4/0001493152-21-020737
4//SEC Filing

BD1 Investment Holding, LLC 4

Accession 0001493152-21-020737

CIK 0001350102other

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 8:14 PM ET

Size

8.6 KB

Accession

0001493152-21-020737

Insider Transaction Report

Form 4
Period: 2021-08-16
Transactions
  • Sale

    Unsecured convertible promissory notes

    2021-08-16$0.00/sh6,000,000,000$600,00099,000,000,000 total
    Exercise: $0.00From: 2020-12-18Common Stock (6,000,000,000 underlying)
Kuhn Johannes
10% Owner
Transactions
  • Sale

    Unsecured convertible promissory notes

    2021-08-16$0.00/sh6,000,000,000$600,00099,000,000,000 total
    Exercise: $0.00From: 2020-12-18Common Stock (6,000,000,000 underlying)
Kuhn Ute
10% Owner
Transactions
  • Sale

    Unsecured convertible promissory notes

    2021-08-16$0.00/sh6,000,000,000$600,00099,000,000,000 total
    Exercise: $0.00From: 2020-12-18Common Stock (6,000,000,000 underlying)
Footnotes (2)
  • [F1]On August 16, 2021, BD 1 Investment Holding, LLC ("BD1") sold and assigned a portion of an unsecured convertible promissory note equal to $600,000 in principal amount for a purchase price of $600,000. Following the transaction, BD1 owns two unsecured convertible promissory notes with principal amounts of $9,740,000 and $160,000, convertible at any time into 99,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1.
  • [F2]The maturity date is December 18, 2025.

Documents

1 file

Issuer

Ascent Solar Technologies, Inc.

CIK 0001350102

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001837216

Filing Metadata

Form type
4
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 8:14 PM ET
Size
8.6 KB