CALDWELL DONALD R 4
4 · SIMPLICITY ESPORTS & GAMING Co · Filed Sep 3, 2021
Insider Transaction Report
Form 4
CALDWELL DONALD R
Director
Transactions
- Award
Common Stock
2020-06-30+5,000→ 14,625 total - Other
Warrant (right to buy)
2018-12-28+2,500→ 2,500 totalExercise: $92.00From: 2019-01-27Exp: 2024-05-22→ Common Stock (2,500 underlying) - Award
Common Stock
2021-09-01+7,500→ 22,125 total - Other
Common Stock
2018-12-28+9,625→ 9,625 total
Footnotes (2)
- [F1]On December 28, 2018, the reporting person purchased issuer units at a purchase price of $10.00 per unit. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder to purchase one share of the issuer's common stock at an exercise price of $92.00 per share.
- [F2]Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.