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4//SEC Filing

Hubbard Steven Shelly 4

Accession 0001493152-21-022356

CIK 0001697834other

View on SEC.gov Company Profile

Filed

Sep 9, 8:00 PM ET

Accepted

Sep 10, 6:09 AM ET

Size

8.7 KB

Accession

0001493152-21-022356

Insider Transaction Report

Form 4

Period: 2021-07-16

Stem Holdings, Inc.STMH

Hubbard Steven Shelly

DirectorCFO

Transactions

Award
Common Stock
2021-07-16$0.38/sh+124,495$47,308→ 853,007 total
Award
Options
2019-06-01$1.40/sh+100,000$140,000→ 100,000 total
Exercise: $1.40From: 2019-06-01Exp: 2022-05-31→ Common Stock (100,000 underlying)
Award
Options
2020-06-01$0.52/sh+100,000$52,000→ 200,000 total
Exercise: $0.52From: 2020-06-01Exp: 2023-05-31→ Common Stock (100,000 underlying)

Documents

1 file

4
ownership.xmlPrimary

Issuer

Stem Holdings, Inc.

CIK 0001697834

Entity typeother

Related Parties

1

filerCIK 0001705125

Filing Metadata

Form type: 4
Filed: Sep 9, 8:00 PM ET
Accepted: Sep 10, 6:09 AM ET
Size: 8.7 KB

View on SEC.gov